Series 7: General Securities Representative Practice Exams

These practice exams will prepare you to pass the Series 7 (General Securities Representative). You can view this course as realistic alternative to paying for hours of tutoring and allows you to pause, rewind, and/or repeat concepts as needed.

This Course includes TWO Practice Exams. You will have unlimited attempts.

Duration: 225 minutes

Number of questions Exam 1 : 135 (125 + additional 10 randomly mixed in)

Number of questions Exam 2 : 125

Content Outline:

- Seeks Business for the Broker-Dealer from Customers and Potential Customers (9)

- Opens Accounts after Obtaining and Evaluating Customers’ Financial Profile and Investment Objectives (11)

- Provides Customers with Information about Investments, Makes Suitable Recommendations, Transfers Assets and Maintains Appropriate Records (91)

- Obtains and Verifies Customers’ Purchase and Sales Instructions and Agreements; Processes, Completes, and Confirms Transactions (14)